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Congenital Diaphragmatic Hernia

Summary

  • Congenital diaphragmatic hernia (CDH) is a spectrum of developmental conditions marked by a diaphragmatic defect that allows abdominal contents to herniate into the thoracic cavity, disrupting lung and pulmonary vascular development and causing pulmonary hypoplasia and pulmonary hypertension [1].
  • It occurs in about 1:2000–5000 live births, most commonly as a left-sided posterolateral (Bochdalek) defect, and presents at birth with respiratory distress [1][2].
  • Management centers on stabilization of pulmonary hypertension before surgical repair of the defect [3][4].

Definition

  • CDH is a diaphragmatic defect, ranging from a small opening in the posterior muscle rim to complete absence (agenesis) of the diaphragm, permitting abdominal contents to protrude into the thoracic cavity [1].
  • A Bochdalek hernia is a posterior diaphragmatic hernia where the septum transversum fails to unite with the intercostal part of the diaphragm, occurring in infants with gross herniation of abdominal contents and associated lung hypoplasia [5].
  • A Morgagni hernia is a congenital diaphragmatic hernia through a persistent anterior diaphragmatic defect, which may present in early adult life with dyspnoea or as an incidental mediastinal mass rather than in the neonatal period [5].

Pathophysiology

  • The diaphragm is embryologically derived from the septum transversum, the pleuroperitoneal folds, components of the abdominal wall, and the dorsal mesentery; at 3–4 weeks of gestation these structures begin to fuse, separating the pleural and peritoneal cavities, followed by ingrowth from the abdominal wall forming the muscular diaphragm, typically complete by 9 weeks of gestation [1].
  • Incomplete fusion may lead to an anterior/Morgagni hernia (23–28%), a central hernia (2–7%), or, most commonly, a posterolateral Bochdalek hernia (70–75%).
  • Bochdalek hernias occur most commonly on the left (85%), less on the right (13%), or rarely bilaterally (2%) [1].
  • Abdominal contents herniating into the thoracic cavity compress the ipsilateral developing lung, which has smaller bronchi, less bronchial branching, and reduced alveolar surface area.
  • The ipsilateral lung is affected more severely, but both lungs show pulmonary hypoplasia [1].
  • Pulmonary vasculature is significantly affected by increased thickness of arteriolar smooth muscle and is extremely sensitive to local and systemic vasoactive factors.
  • The severity of pulmonary hypoplasia and pulmonary hypertension significantly impacts overall morbidity and mortality [1].
  • Several genes share roles in diaphragmatic, pulmonary, cardiac, and foregut development, so CDH is associated with lung hypoplasia, pulmonary hypertension, cardiac defects, and gastroesophageal reflux, with half of cases having additional anomalies.
  • Pulmonary hypoplasia is partly mechanical (lung compression from herniated abdominal contents) and partly genetic (e.g., FOG2, GATA4) [3].
  • In the ABSITE Review's description, both lungs are dysfunctional: the hernia side is hypoplastic while the contralateral side develops pulmonary hypertension [2].

Hypoplasia, associated anomalies and the three causes of distress in Schwartz's account

The septum transversum normally completes separation of pleural and coelomic cavities posterolaterally, so the commonest defect is the posterolateral Bochdalek hernia, 80–90% left-sided; both lungs are hypoplastic with reduced bronchial and pulmonary artery branching, lung weight, volume and DNA content (worse ipsilaterally), surfactant deficiency often compounds the insufficiency, the abdomen stays scaphoid, karyotype may show trisomy 18 or 21, and associated anomalies (once thought rare) were found in 65 of 166 patients, chiefly cardiac, then abdominal wall and chromosomal [6]. Immediate respiratory distress results from air-filled bowel shifting the mediastinum to compromise the contralateral lung, pulmonary hypertension producing persistent fetal circulation with right-to-left shunting across the foramen ovale and ductus, and an essentially non-functional hypoplastic ipsilateral lung with variable contralateral hypoplasia, the latter two being most important [6].

Clinical features

  • At birth, most infants with CDH experience respiratory distress manifested by grunting, dyspnea, retractions, and cyanosis, although delayed presentations may occur [1].
  • Physical examination may show a scaphoid abdomen with diminished breath sounds and bowel sounds audible in the chest, with possible displacement of heart tones depending on the side of the hernia [1].
  • Pulse oximetry may show significant preductal/postductal saturation differences indicating right-to-left shunting [1].
  • Chest x-ray typically shows intrathoracic bowel loops and mediastinal shift [1][2].
  • In 10–20% of cases, CDH is diagnosed after the first 24 hours of life, typically presenting with feeding difficulties, respiratory distress, or pneumonia.
  • Morgagni hernia diagnosis is often delayed until childhood because most infants are asymptomatic [1].
  • Overall survival is cited at approximately 50% [2] versus 65–90% in more recent series [1].

Etiology

  • Overall CDH incidence is variably reported at 1:2000 to 1:5000 live births.
  • Most cases are sporadic, isolated, and non-syndromic, though animal models suggest genetic, environmental, and nutritional factors [1].
  • CDH occurs more often on the left side (about 80%, as the liver is thought to protect the right hemidiaphragm) [2].
  • Up to 80% of infants have associated anomalies, mostly cardiac and neural tube defects, and malrotation [2].
  • In most cases the defect is unilateral, but rarely may be bilateral [1].

Diagnosis

  • Routine prenatal ultrasound has enabled diagnosis as early as 15 weeks of gestation, especially for large defects.
  • Sonography at 22–24 weeks may show mediastinal shift, juxta-cardiac gastric dilatation, polyhydramnios, or other congenital anomalies, and in right-sided CDH the liver may be seen in the right chest [1].
  • Lung head ratio (LHR), a sonographic comparison of contralateral lung size to head circumference (expressed as observed-to-expected ratio for gestational age), is a useful predictor of early neonatal morbidity.
  • Major predictors of outcome on fetal evaluation include coexistent congenital anomalies (cardiac, chromosomal), lung hypoplasia, and intrathoracic liver herniation [1].
  • Diagnosis can also be made with prenatal ultrasound generally as noted in board-review sources [2].
  • Postnatally, diagnosis is made by chest X-ray, with the vast majority of infants developing immediate respiratory distress and pulmonary hypertension [4].
  • A prognosis based on observed-to-expected lung–head ratio (ultrasound), total fetal lung volume (MRI), and whether the fetal liver is intrathoracic informs antenatal counselling [3].
Congenital diaphragmatic hernia: multiple gas-filled bowel loops are located in the left hemithorax, and the mediastinum is shifted to the right
Congenital diaphragmatic hernia: multiple gas-filled bowel loops are located in the left hemithorax, and the mediastinum is shifted to the right [1]
Congenital diaphragmatic hernia on chest radiograph: multiple gas-filled bowel loops occupy the left hemithorax
Congenital diaphragmatic hernia on chest radiograph: multiple gas-filled bowel loops occupy the left hemithorax [1]

Scoring and Severity

The observed-to-expected lung-head ratio (LHR) is used as a prognostic/severity measure, comparing contralateral lung size to head circumference against normal gestational-age values [1][3]. Total fetal lung volume by MRI and the presence of intrathoracic liver herniation are additional prognostic criteria used for counselling and treatment planning [1][3].

Prenatal predictors in Schwartz's figures

Prenatal ultrasound diagnoses CDH from 15 weeks, and early diagnosis predicts worse outcome; the lung-to-head ratio (right lung length × width at the atria divided by head circumference, in millimetres) below 1.0 carries a very poor prognosis and above 1.4 a favourable one, but interobserver variability and gestational-age dependence led Jani to the observed-to-expected LHR (extreme below 15%, severe 15–25%, moderate 26–35% and mild 36–45%) and the most reliable predictor is absence of liver herniation, with survival of 74% without against 45% with herniation in 710 fetuses [6].

Treatment and Management

  • It is now accepted that CDH repair is not a surgical emergency: current management is directed toward managing the persistent pulmonary hypertension (right-to-left shunting across the patent foramen ovale or ductus arteriosus) and pulmonary hypoplasia, the leading causes of cardiorespiratory insufficiency, usually resolving within 7–10 days but sometimes taking several weeks [4].
  • The mainstay of initial management is aggressive treatment of pulmonary hypertension via airway stabilization, GI decompression, barotrauma limitation ("gentle ventilation"), permissive hypercapnia, and meticulous hemodynamic monitoring while minimizing iatrogenic injury.
  • High-volume centers with protocolized care show enhanced outcomes [1].
  • Nitric oxide, high-frequency oscillatory ventilation, and ECMO are effective for stabilizing worsening pulmonary hypertension.
  • Agents such as prostaglandin (PGE1), prostacyclin (PGI2), sildenafil, and milrinone may help in select cases though most are not FDA approved for this indication [1].
  • Intrauterine treatment with fetal endoluminal tracheal occlusion (FETO), an endoscopic in utero balloon placement typically between 27–29 weeks with interval retrieval, increases lung fluid retention and subsequent lung growth.
  • A meta-analysis suggests it may reduce pulmonary hypertension, ECMO use, and mortality, and the TOTAL randomized controlled trial demonstrated a significant survival benefit at discharge and 6 months for severe cases, though complications include preterm labor, premature rupture of membranes, premature birth, and fetal demise [1].
  • Similarly, board-review sources note that treatment includes high-frequency ventilation, inhaled nitric oxide, and possibly ECMO, with the mandate to stabilize patients before operating [2].
  • Optimal timing of surgical repair, for infants without cardiopulmonary instability and not on ECMO, is likely deferral of 48–72 hours to limit risks of pulmonary vascular lability from surgical stress.
  • Timing in patients on ECMO remains controversial, with some favoring repair during ECMO and others favoring repair at weaning/decannulation, and no prospective randomized data exists to support either approach (bleeding complications are higher when repaired on ECMO) [1].
  • After birth, intubation, muscle relaxation, and gentle ventilation aim to maintain pH and oxygen saturation to avoid right-to-left shunting.
  • Permissive hypercapnia and high-frequency oscillation may help, and cardiac dysfunction (assessed by echocardiography) may respond to nitric oxide, prostaglandin E1, milrinone, and inotropes, with severe dysfunction requiring extracorporeal life support (ECLS) [3].
  • Unlike traumatic diaphragmatic hernias, urgently reducing the bowel does not improve gas exchange in a congenital diaphragmatic hernia [3].
NICE HTG247
  • NICE's only guidance on congenital diaphragmatic hernia is about the approach, not the disease, and it is a conditional endorsement rather than a recommendation to adopt.
  • Current evidence on the safety and efficacy of thoracoscopic repair of CDH in neonates is adequate to support the use of this procedure provided that normal arrangements are in place for clinical governance and audit [7].
  • Three conditions accompany it: during consent, parents should be informed in particular about the possibility of conversion to abdominal repair and about the risk of recurrence; the procedure should only be carried out by surgeons with specific training and experience in laparoscopic and thoracoscopic surgery in neonates and children; and NICE encourages collaboration between units in collecting data and publishing results [7].
  • The guidance began as interventional procedures guidance IPG379 in 2011 and was moved into the HealthTech programme unchanged [7].
  • The two consent points are exactly where the published evidence is least favourable, which is why they are named.
  • A meta-analysis of three non-randomised comparative studies including 143 patients reported recurrence in 16% after thoracoscopic repair versus 5% after open repair, a risk ratio of 3.21 (95% CI 1.11 to 9.29) [7].
  • Conversion is likewise a real possibility: one comparative study of 57 patients reported conversion in a single patient because the liver could not be reduced into the abdomen, and a case series of 45 patients reported conversion in 9%, three because of difficulty reducing the hernia and one because of falling oxygen saturation [7].
  • Reduction is easier thoracoscopically than laparoscopically, which is the technical argument for the approach.
  • In a comparative study of 30 patients, reduction was rated 'easy' in 83% of thoracoscopic versus 42% of laparoscopic cases, 'difficult' in 11% versus 33%, and impossible in 6% versus 25% [7].
  • Median postoperative ventilation was 2 days after thoracoscopic and 4 days after open repair in one study of 73 patients (p=0.04), though it was 5 days in both groups in the study of 57 patients [7].
  • Reported mortality was 3% thoracoscopic versus 12% open in the meta-analysis, with a risk ratio of 0.33 (95% CI 0.01 to 1.13), so the confidence interval crosses 1 and the difference is not established [7].
  • Specialist advisers listed the key efficacy outcomes as reduction in postoperative abdominal adhesions, improved postoperative pain, duration of hospital stay, resumption of enteral nutrition and cosmetic appearance [7].
  • NICE also states the embryology and the default pathway in two sentences worth memorising.
  • CDH results from failure of complete fusion of the developing fetal diaphragm, a process that normally occurs between gestational weeks 6 and 8
  • The defect may be anterior (Morgagni's hernia) or posterolateral (Bochdalek hernia), and migration of abdominal organs into the thorax, pulmonary hypoplasia and respiratory failure at birth can follow [7].
  • Current management usually involves initial ventilatory support and supportive care, to allow labile cardiopulmonary physiology to improve, followed by surgical reduction of the hernia, usually through an abdominal approach [7].
  • The thoracoscopic procedure is normally carried out for posterolateral Bochdalek defects, in the lateral decubitus position with 2 to 4 trocars and carbon dioxide insufflation of the pleural space to partially collapse the lung.
  • The diaphragm is repaired with non-absorbable interrupted sutures or a patch for larger defects, with posterolateral stitches passed around the ribs and tied extracorporeally where technically possible [7].
Extracorporeal membrane oxygenation circuit
Extracorporeal membrane oxygenation circuit [8]

Gentle ventilation, nitric oxide and ECMO in Schwartz's detail

  • A "honeymoon period" of relative stability in the first 24–48 hours often precedes deterioration; repair is no longer an emergency because pulmonary hypertension and hypoplasia, not the hernia, cause cardiorespiratory failure, so "gentle" ventilation accepts PaCO₂ of 50–60 mmHg or higher provided pH stays ≥7.25, high-frequency oscillation replaces conventional ventilation when those targets fail, echocardiography grades pulmonary hypertension and excludes cardiac anomaly, sedation is minimised and ventilator changes are gradual to avoid hypoxia-induced pulmonary hypertension, inhaled nitric oxide up to 40 parts per million and bicarbonate correction of acidosis reduce pulmonary pressures, excess fluid worsens right heart failure and oedema, and adrenaline, dopamine and milrinone support contractility and mean arterial pressure [6].
  • ECMO is offered when hypoxia persists despite maximal ventilation: venovenous bypass uses a single double-port right internal jugular cannula draining and returning to the right atrium and needs a functioning heart, whereas venoarterial bypass cannulates the right atrium via the internal jugular and the aortic arch via the right common carotid and adds cardiac support; criteria are normal cardiac anatomy, no fatal chromosomal anomaly and expected death without ECMO, traditionally weight over 2 kg and gestation over 34 weeks though success is reported at 1.8 kg; pulmonary hypertension usually resolves within 7–10 days, complications (cannula malposition, bleeding including intracranial, infection) rise after 14 days, systemic anticoagulation makes haemorrhage the most significant risk, sepsis may force decannulation, carotid repair at decannulation is feasible after short runs (5 days or less) but showed no benefit in a recent study, and a non-ECMO strategy of permissive hypercapnia and barotrauma avoidance may give equal outcomes because mortality tracks hypoplasia and anomalies that ECMO cannot correct [6].
  • Postoperatively all infants are ventilated to preductal PaO₂ of 80–100 torr and weaned very slowly to avoid recurrent pulmonary hypertension [6].

Surgeries

  • Both open and laparoscopic repair are feasible, without clear data on the optimum approach or long-term outcomes.
  • Repair of a posterolateral CDH is usually performed through an ipsilateral subcostal abdominal incision with excision of the hernia sac if present, followed by reduction of intrathoracic viscera into the abdomen [1].
  • Identification and mobilization of the anterior medial leaflet facilitates tension-free closure of the posterolateral defect with interrupted nonabsorbable sutures, sometimes with Teflon pledgets [1].
  • Primary repair is preferred, but large defects may require reconstructive techniques including rectus abdominis or latissimus dorsi muscle flaps, or prosthetic materials (Gore-Tex patches most widely used; biodegradable regenerative extracellular matrix biomaterials such as Surgisis have utility).
  • Prosthetic patches offer shorter operative time and tension-free repair [1].
  • Thoracostomy tube placement is generally unnecessary, especially if postoperative radiographs show immediate mediastinal shift toward the midline [1].
  • Reduction of viscera may cause loss of abdominal domain and impending abdominal compartment syndrome, requiring temporary abdominal silo placement with interval closure, skin-only closure with delayed definitive fascial closure, or prosthetic patch abdominoplasty [1].
  • The defect can be approached from the abdomen or the chest, either open or minimally invasively.
  • A small defect may need only a few sutures, while a larger one needs a conical Silastic or Gore-Tex patch, and a hernial sac may be removed or plicated [3].
  • Reconstructive treatment requires the reduction of bowel and repair of the defect, possibly with mesh, via an abdominal approach, with inspection of the bowel run for visceral anomalies [2].

Timing and technique of repair in Schwartz's account

  • Off ECMO, repair follows haemodynamic optimisation; on ECMO some surgeons repair early on bypass, others once pulmonary hypertension subsides and decannulate within hours, others only after decannulation [6].
  • Through a subcostal incision the viscera are withdrawn with care because bleeding from spleen or liver can be fatal, the anterior margin is obvious while the posterior rim is attenuated, dissection is minimised and cautery used liberally in heparinised infants, about three-quarters of infants repaired on bypass need a prosthetic patch sutured to the remnant or around ribs and costal cartilages, adequate muscle is closed with a single layer of non-absorbable horizontal mattress sutures with or without pledgets, a chest tube is optional though ECMO patients risk haemothorax that impairs ventilation, and when the abdomen cannot close a prosthetic or acellular patch is sutured to fascia and removed later with delayed ventral hernia closure [6].
  • Thoracoscopic repair is reserved for stable infants over 2 kg without pulmonary hypertension and raises concern over longer operating time and higher recurrence; fetal tracheal occlusion by laparoscopically placed balloon, removed before delivery, reverses hypoplasia through pressurised lung fluid accumulation and remains investigational [6].

Complications

  • Bleeding complications are significantly higher in patients repaired while on ECMO, requiring careful attention to hemostasis [1].
  • Reduction of intrathoracic viscera can precipitate abdominal compartment syndrome due to loss of abdominal domain [1].
  • Long-term morbidities for CDH survivors include chronic lung disease, scoliosis, growth retardation, pectus excavatum deformities, gastroesophageal reflux disease, and foregut dysmotility [1].
  • Infants receiving aggressive and prolonged neonatal intensive care have a high incidence of developmental delay, seizures, and hearing loss.
  • Some develop chronic disease from persistent pulmonary hypertension of the newborn (PPHN) and respiratory dysfunction [1].
  • FETO carries risks of preterm labor, premature rupture of membranes, premature birth, and fetal demise [1].

Prognosis

  • Advances in research and therapeutics over recent decades have led to improved survival outcomes of 65–90% [1], although overall survival is cited elsewhere as approximately 50% [2].
  • The severity of pulmonary hypoplasia and pulmonary hypertension significantly impacts overall morbidity and mortality [1].
  • Major fetal predictors of outcome include coexistent congenital anomalies (cardiac, chromosomal), degree of lung hypoplasia, and intrathoracic liver herniation [1].

References

  1. Sabiston Textbook of Surgery, 22nd ed., Ch. 117 Pediatric Surgery
  2. The ABSITE Review, 2022, Ch. 43 Pediatric Surgery, "bowel in chest"
  3. Bailey & Love's Short Practice of Surgery, 28th ed., Ch. 18 Neonatal surgery
  4. Schwartz's Principles of Surgery: ABSITE and Board Review, Ch. 39 Pediatric Surgery
  5. Oxford Handbook of Clinical Surgery, 5th ed., Glossary
  6. Schwartz's Principles of Surgery, 11th ed., Ch. 39, Pediatric Surgery
  7. NICE HealthTech Guidance HTG247: Thoracoscopic repair of congenital diaphragmatic hernia in neonates. National Institute for Health and Care Excellence, London, UK, 2011, migrated from IPG379., 1.1; 1.2; 1.3; 1.4; 2.1.1; 2.1.2; 2.2.1; 2.2.2; 2.3.1; 2.3.2; 2.3.3; 2.3.4; 2.3.5; 2.4.1; Overview www.nice.org.uk
  8. Sabiston Textbook of Surgery, 22nd ed., Ch. 116 Advances in Extracorporeal Membrane Oxygenation